Morning Memo
Wealth Management Morning Memo

DECEMBER 2, 2019

CLIENT RELATIONS

A New High Ground for Wealth Advisors and Their Clients

Good advisors smartly allocate investment fees, not just assets. Here’s a yardstick that can help.

FULL ARTICLE

TECHNOLOGY

A Curious Consequence Of Robo Integration

Schwab's acquisition of TD Ameritrade raises a thorny issue for integrating automated investment platforms, notes one analyst.

FULL ARTICLE

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CAREERS

How to Attract More Women to Financial Services? Start Earlier

We still teach some form of home economics in schools today. Why not finance?

FULL ARTICLE

SPONSORED CONTENT

Give Clients a Healthy Retirement Head-Start

Are you preparing clients for health care expenses in retirement?

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ESTATE PLANNING

Treasury to Release TCJA Guidance

It expects to issue new and proposed regs in coming weeks.

FULL ARTICLE

SPONSORED CONTENT

Destination RIA: What to Expect and How to Prepare for Independence

Are you ready to RIA?

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The Daily Brief

Industry

E*Trade Sued Over Interest on ‘Hard-to-Borrow’ Short Sales

The investors claim that E*Trade promised to disclose the rate but didn’t disclose that certain securities were being designated hard to borrow until last month, and didn’t disclose what the estimated interest rate would be before trades were placed.

FULL ARTICLE

REGULATION

New SEC Proposals on Leveraged ETFs Don’t Go Far Enough, Officials Argue

Commissioners Jackson and Lee are at it again, urging commenters to help the agency strengthen a new proposal on the use of leveraged and inverse funds.

FULL ARTICLE

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