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David Armstrong This time, the Department of the Treasury’s anti-money laundering rules will extend to registered investment advisors. Your firm will need to make some changes. |
Diana Britton The SEC proposed a rule Tuesday that would require investment advisors to put in place business continuity and transition plans. |
Diana Britton Just a year after closing on its acquisition of Sterne Agee, Stifel Financial announced plans to sell the firm’s independent brokerage, clearing and RIA businesses to INTL FCStone Inc., a commodities and Forex broker. |
Suzanne Woolley | Bloomberg At age 70½, the bill comes due on all those tax-deferred savings accounts baby boomers have been building, and this week the oldest ones will begin to reach that finish line—with many millions more to follow. |
John McManus Today, there are opportunities and protections within reach for same-sex couples that were unavailable during most of American history. |
Andrew Beer While adoption of liquid alts is trending down, I predict we’ll see a resurgence of hedge fund replication. |
Suzanne Woolley | Bloomberg As an e-vite it's a guaranteed loser: It's summer! Come talk about the financial and long-term caregiving needs and eventual death of your parents! |
Matt Oechsli Affluent investors want an advisor who will oversee the multi-dimensional aspects of their family’s financial affairs. |
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