How brokers and brokerages are changing, not going away

September 28th 12:30 PM ET

The presidents of two RIAs that use outside broker-dealers discuss how independent wealth managers are morphing in an effort to keep up with a fast-changing industry. Where do brokers fit in the future of wealth management?

Why do financial planners need legal recognition?

October 18th 1:00 PM ET

FPA 2022 President-Elect James Lee explains how the organization plans to pursue protection for a title that some advisors say is misused in the industry.

(SUBSCRIBERS ONLY)

What proxy voting reveals about trends for financial institutions

Join Tim Gokey, CEO of Broadridge, in this video session to hear about the trends he sees in shareholder proxy votes. In this age when half the American public owns shares, investors have more power than ever over the companies they own – but how will they wield it, and what do they want?

Clients won't come to you: The vital role marketing plays for RIAs

Meg Carpenter, founder and CEO of FiComm partners, discusses the difficulties RIAs have in marketing themselves, the ways in which these entrepreneurs can build on their strengths to reach clients, and how to harness technology to boost their own profiles.