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DECEMBER 21, 2017

INDUSTRY

Anchor Capital Advisors Buys Back Majority Stake From Boston Private

Michael Thrasher

“There is no better motivator than having ownership in one's own firm.”

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REGULATION AND COMPLIANCE

FINRA Fines Raymond James’ Independent Arm $2 Million for Flawed Email Review

Diana Britton

FINRA says the firm’s system for flagging emails for review was not adequately designed to detect misconduct by firm personnel.

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SPONSORED CONTENT

Inside the Mind of the Client, Part 2

Sponsored by the Investments & Wealth Institute

Behavioral finance is about understanding and overcoming biases that affect human decision-making, because often an emotional decision today, although comfortable, may work against long-term success.

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BUSINESS PLANNING

Five Key Phrases to Use with Your Team

Stephen Boswell and Kevin Nichols

How to let your team know you're thankful.

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