| | | | | M&A is not for the faint of heart, said panelists at The MarketCounsel Summit. Read More > |
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| | | According to one expert, President-elect Donald Trump’s SEC Chair nominee may pursue cases where there is “fraud or harm” to investors rather than situations where firms fail to follow compliance policies. Read More > |
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| | | TradePMR's Robb Baldwin outlines the value the deal brings to RIAs, including a more tech-driven referral program and back-office systems not built on legacy platforms. Read More > |
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| | | Since forming in late 2023, Constellation has made eight investments in firms, including one earlier this month in Cresset. Read More > |
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| | | The acquisition of Maryland-based multi-office and RIA WMS Partners will boost Homrich Berg’s total assets under management above $24 billion, according to the firm. Read More > |
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| | | Bradley Knapp takes over for current CEO David C. Fulton, Jr., on Jan. 1, as part of a longstanding succession plan. Read More > |
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| | | Lally, who announced the news from The MarketCounsel Summit stage, will be responsible for helping RIA clients meaningfully engage with the firm’s products and services. Read More > |
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| | | The five-year program allows advisors to monetize some of their books of business before retiring. Read More > |
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| | | The addition of Roth Asset Management is the 30th deal since Wealth Partners Capital Group took a minority stake in December 2020. Read More > |
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| | | Chicago-based Hightower’s investment in Dechtman Wealth Management is the firm’s sixth this year and follows its majority stake in institutional consulting firm NEPC several months ago. Read More > |
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| | | Succession planning can be as simple as recreating the retirement planning process you walk clients through every day. Read More > |
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| | | Henry Hagenbuch, senior managing director, head of M&A at Lido Advisors, challenges common misconceptions about "day one” transformations, emphasizing the importance of gradual integration and alignment with a firm’s culture. Read More > |
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