WM Morning Memo
 
Wealth Management Daily Memo

APRIL 11, 2025

REGULATION & COMPLIANCE

Atkins To Take Lead of SEC Amidst Staff Cuts, Market Turmoil

The U.S. Senate confirmed President Donald Trump’s choice to lead the agency. He will follow Acting Chair Mark Uyeda, with one compliance expert calling his brief tenure “unusually active.”

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HIGH NET WORTH

New Analysis Shows Record Low Number of IRS Audits

It still pays to be cautious about aggressive strategies.

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WHITE PAPER
The Ultimate 2025 Breakaway Guide
Going independent is a tough road, but when successful, advisors unlock freedom to do better—for themselves and for their clients.
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PODCAST

The Diamond Podcast for Financial Advisors: Michael Kitces on the Secrets to Accelerating Growth

The industry thought leader shares insights on the factors that impact efficiency and growth.

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RPA

RIA Consolidation Models and Opportunities

The pros and cons of centralized and decentralized RIA consolidation models for retirement plan advisors.

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SPONSORED VIDEO
Investing in CAT Bonds
Diversify your portfolio beyond stocks and bonds.
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IBD NEWS

Large IBDs Sweeten Their Recruiting Deals for Commonwealth FAs

Firms including Osaic, Cetera, Raymond James and Kestra are boosting their typical deals to capture Commonwealth advisors in the wake of the acquisition by LPL, sources said.

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