Wealth Management
 
WealthManagment.com Daily Memo
Wealth Management Daily Memo

MAY 14, 2025

WEALTHTECH

Betterment Acquires Direct Indexing Provider Rowboat Advisors

The immediate benefits of the acquisition include single-stock support and tax optimization tools for advisors.

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REGULATION & COMPLIANCE

FINRA's Crypto Communications Sweep Likely to Result in Some Enforcement Actions

Firms should expect a "small number" of enforcement actions stemming from the targeted exam sweep launched in the wake of FTX's collapse, according to a FINRA enforcement exec.

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401K TV

401(k) Real Talk Episode 152: May 14, 2025

Open, honest and candid discussion advisor use of AI, forfeiture lawsuits, lies told to plan sponsors and more.

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ALTERNATIVE INVESTMENTS

Empower Launches Private Market Investment Option for 401(k) Savers

Empower has worked with private market investment providers such as Apollo and Goldman Sachs to make private credit, equity, and real estate available in defined contribution retirement plans.

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WMTV ON LOCATION
Charting a Course for Growth With Client-Centric Vision
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HIGH NET WORTH

The New Legal Landscape of Art Title Claims

Criminal courts weigh in on a dispute involving drawing confiscated by the Nazis.

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