WM Morning Memo
 
Wealth Management Daily Memo

SEPTEMBER 19, 2024

REGULATION & COMPLIANCE

'Biblically Minded' Firm Settles SEC Charges Over Misleading Strategy

Inspire Investing will pay $300,000 to settle allegations that its process did not support its claims of using a “data-driven” approach to biblically responsible investing.

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REGULATION & COMPLIANCE
Macquarie Subsidiary to Pay $80M SEC Fine for Overvaluing Assets
The SEC’s order pertained to collateralized mortgage obligations held in 20 advisory accounts, including 11 mutual funds.
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PODCAST

The Diamond Podcast for Financial Advisors: Merrill Breakaway Advisor Roundtable

Three Merrill breakaways offer their perspectives on the process of considering change and life outside the wirehouse.

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PHILANTHROPY

How to Engage the Next Generation of Donors

A new study finds that the younger demographic needs education on charitable giving tools.

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WEBINAR
Reduce the Noise: Strategies to Build Momentum for Your Practice
Experts in this webinar will provide you with actionable strategies to streamline your practice, sharpen your focus, and accelerate your growth
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