WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Diana Britton | | A United States District Court found that two Cetera firms failed to disclose conflicts of interest to advisory clients when recommending investment funds and taking 12b-1 fees, shared revenue, administrative fees and mark-ups. FULL ARTICLE |
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| EQUITIES | | | | Rob Burgess | | The new custom SMA offering, an expansion of Fidelity’s direct indexing lineup, will be broadly available to RIA, broker/dealer and family office clients in 2023. FULL ARTICLE |
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| FASTCHAT VIDEO | | | | Sponsored by Parnassus Investments | | Watch as Marian Macindoe, Head of ESG Stewardship, Parnassus Investments, discusses why investors should care about ESG Stewardship and how she predicts it will evolve over time. WATCH NOW |
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| RIA NEWS | | | | Ali Hibbs | | The head of a non-profit executive sourcing firm will take over for outgoing CEO Geoffrey Brown as the NAPFA board seeks permanent replacement. FULL ARTICLE |
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| RETIREMENT PLANNING | | | | Suzanne Woolley | | A new survey found that 55% of people feel they haven’t saved enough, and inflation is preventing them from doing so. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Aladdin Wealth | | Risk exposures may dramatically vary among investments, even if those assets have the same overall volatility. That means two funds with the same overall risk could react differently to market movements depending on their risk decomposition. Analyzing the underlying risk factors can increase your understanding of what’s really going on inside a portfolio. LEARN MORE |
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| WHITE PAPER | | | | Sponsored by Galaxy Fund Management | | Institutional investment spurs improvements and enhancements. LEARN MORE |
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