Wealth Management Daily Memo

DECEMBER 11, 2018

REGULATION AND COMPLIANCE

Clayton: Regulation Best Interest Would Allow For Some Incentives

Diana Britton

Democratic Senators pushed back on SEC Chairman Jay Clayton on the agency’s Reg BI, arguing that the agency should use the same wording as its fiduciary standard for investment advisors.

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RETIREMENT PLANNING

Personalizing Auto-Enrollment Plans

Ed McCarthy

Better digital design boosts initial savings rates.

SPONSORED CONTENT

Aging and Uber. Yes, They Do Go Together

Sponsored by Hartford Funds

Learn how ridesharing, TaskRabbit and Roombas will transform how your clients age.

WEALTHCASTS

Michael Kitces' #FASuccess Podcast: The Pros and Cons of Independence with Michael Henley

Michael Kitces

Brandywine Oak Private Wealth's Michael Henley describes the good and bad of breaking away from a wirehouse and going independent.

SPONSORED CONTENT

Path to Growth: Why RIA Firms Leverage M&A as a Growth Strategy

Sponsored by BNY Mellon's Pershing

Ready to leverage your M&A deal as a strategy growth?

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