WealthManagement.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | Raymond James systematically "targeted all the employees" at a Wells Fargo office in Arkansas, according to an arbitration award from FINRA. FULL ARTICLE |
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| INDUSTRY | | | | Diana Britton | | The IBD reported a slowdown in recruited assets in 2022, although its traditional independent advisor channel had a strong quarter. FULL ARTICLE |
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| FASTCHAT VIDEO | | | | Sponsored by FNZ | | Adrian Durham, FNZ Group CEO, shares his insights on how FNZ is re-aligning the industry value-chain to better serve the needs of today’s investors WATCH NOW |
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| TECHNOLOGY | | | | Rob Burgess | | This week, Orion announced they were making it easier for those in need of free financial planning to find help, TIFIN and Morningstar partnered to enhance their AI-powered distribution platform and eMoney responded to recently-passed legislation with tax planning upgrades. FULL ARTICLE |
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| RIA NEWS | | | | Ali Hibbs | | The trend of acquiring smaller firms continued in the RIA space this week. Steward Partners, Wealth Enhancement Group, Mission Wealth, Emigrant Partners, Mariner Wealth Advisors, Slate Hill Partners and Buckingham Strategic Wealth all got in on the action as more than $1 billion in assets changed hands. FULL ARTICLE |
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