An attorney in the class action complaint filed by former Morgan Stanley advisors called the ruling the end of “quite a saga of twists and turns” that could assist reps looking to recoup compensation from the wirehouse in arbitration.
Financial advisors are working with more clients who don’t have children or direct beneficiaries, which requires rethinking lifestyle designs and estate planning.
Tony Parr shares Parr McKnight Wealth Management Group's journey at Wells Fargo Private Client Group, and how it leveraged the firm’s independent channels to achieve a “frictionless” launch of its RIA.
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