WealthManagement.com Daily Memo
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| RIA NEWS | | | | | | Ali Hibbs | | The national healthcare advisory firm will merge its wealth management business, Curi Capital, with RMB. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The SEC also charged the firm with failing to adhere to policies and procedures designed to catch evidence of excessive trading in client accounts. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Salesforce | | Download this white paper to gain insights into harnessing integrated technology solutions that streamline back-office operations, deliver personalize insights and attract and retain clients. DOWNLOAD NOW |
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| TECHNOLOGY | | | | Mike Lee | | Firms will have to be transparent, provide adequate guardrails and deliver impactful strategies to succeed because while AI won't replace humans it is not going away. FULL ARTICLE |
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| PEOPLE | | | | Sridhar Natarajan and Daniel Taub | | While his travel may be limited, Morgan Stanley Co-President Andy Saperstein says he plans to keep working during treatment. FULL ARTICLE |
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| WEBINAR | | | | Sponsored by FMG | | Join FMG's 2024 marketing revolution on Dec 6, unveiling trends like impactful messaging, generational appeal, business value, AI efficiency, and conquering time challenges. REGISTER NOW |
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