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NOVEMBER 16, 2017

LIVE FROM THE SCHWAB IMPACT CONFERENCE

Dynasty CEO: Smaller Firms Will Be Most Impacted By Protocol Exits

Diana Britton

Smaller firms, those with between $100 million and $200 million in assets, will have a harder time paying settlements.

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INDUSTRY

Financial Focus Chooses Securities America Over Joining LPL

Michael Thrasher

The all-woman advisor group based in California oversees almost $450 million.

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Corporate IAR vs Independent RIA… It’s All About Choice.

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Forward-thinking Broker-Dealers offer unique exciting solutions under the “Hybrid” business model.

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TECHNOLOGY

eMoney, Riskalyze Announce Integrations With Schwab

Michael Thrasher

The two technology companies will offer services through the custodian’s OpenView Gateway.

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