According to NASAA President Leslie van Buskirk, it’s unlikely federal regulators would “come close to making up the difference” if state regulators weren’t able to pursue crypto-related fraud.
In addition, Carson Wealth snags a $608 million Colorado-based firm, RIA holding company Aspen acquires its third firm, and a $580M Indianapolis-based RIA joins Sanctuary’s independent partner channel.
Open, honest and candid discussion about job growth, Pentegra's latest settlement, PE in ERISA plans, a new Pontera hire, whether banks will step up to serve new 401(k)s and more.
Did someone forward you this newsletter? Sign up here to receive it direct.
You are subscribed to this newsletter as newsletter@newslettercollector.com
To ensure uninterrupted delivery of this critical eNewsletter alert be sure to add WealthManagement.com and the reply address to your list of safe sender contacts.
