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OCTOBER 20, 2017

INDUSTRY

Should Non-Attorneys Represent Investors in Arbitration? FINRA’s Asking

Michael Thrasher

The regulator began a comment period on the topic Wednesday.

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INFORMA INTELLIGENCE

Mnuchin “Reasonably High Expectations” and Discounting

David Ader

A 20 percent market gain must discount something… a lot.

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INDUSTRY

E*Trade to Buy Custody Firm in Growth Push as Profits Remain Dull

Elizabeth Dilts

E*Trade Chief Executive Officer Karl Roessner said the company sees TCA as a way to diversify revenue and prevent some customers from leaving.

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Reuters