WM Morning Memo
 
Wealth Management Daily Memo

MAY 16, 2025

REGULATION & COMPLIANCE

FINRA: Strong Governance Key For Firms' AI Success

During the agency’s annual conference in Washington, D.C., FINRA staff released data showing that registrants primarily used generative AI tools to summarize and answer questions.

Read More >

      Advertisement

ESTATE PLANNING

Liam Payne’s Estate Has No Direction Without a Will

His young son stands to inherit the famous crooner’s fortune.

Read More >

WHITE PAPER
The Inaugural BetaNXT Data Modernization Benchmarking Survey
Tracking investment and wealth management decision-makers’ views and progress on data modernization.
Download Now >
PODCAST

The Diamond Podcast for Financial Advisors: What It Takes to Become a Multi-Million-Dollar Producer

Altius Learning's Dave Mullen shares growth strategies honed from his tenure at Merrill, his three bestselling books and his advisor coaching practice.

Read More >

COMMENTARY

Four Factors for Potential Breakaways to Keep in Mind

Launching an independent RIA is not a simple pivot.

Read More >

WMTV ON LOCATION
Why Traditional Portfolio Diversification Still Works
Envestnet's Dana D’Auria Makes the Case for Long-term Investment Horizons and Strategic Asset Allocation.
Watch Now >