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Wealth Management Daily Memo

SEPTEMBER 8, 2017

REGULATION AND COMPLIANCE

FINRA to Provide Access to Bulk Data on Firms

Diana Britton

The self-regulatory organization has recently changed its policy to allow people to access bulk data on firms, said FINRA President and CEO Robert Cook.

FULL ARTICLE

INFORMA INTELLIGENCE

What’s Really Stirring Up Markets?

David Ader

Immediate stories that capture what’s actually motivating moves in Treasury yields.

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SPONSORED CONTENT

2017 Investment Trend Monitor Report: Variable Annuities Trends

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INDUSTRY

HSBC Referring Latin America Private-Banking Clients to UBS

Michael Thrasher

The London-based bank is now focusing on the core countries of Argentina, Brazil, Chile and Mexico in Latin America.

FULL ARTICLE