WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | Joena Bartolini Mitchell accused her former supervisor of discriminating against her based on her gender, just one in a long list of sexual harassment instances at the firm she details. FULL ARTICLE |
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| INDUSTRY | | | | Diana Britton | | The $270 billion firm is also getting more active in its Entrepreneurial Capital program, including helping advisors with M&A. FULL ARTICLE |
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| WMIQ EXCLUSIVE RESEARCH | | | | In partnership with Hightower Advisors | | This WMIQ study of 300+ high net worth investors examines why they choose advisors, why they don’t choose advisors – and what you can do to attract more of them to your advisory practice. DOWNLOAD NOW |
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| INDUSTRY | | | | Rob Burgess | | Innovayte, headed by Catherine “Cat” Davies, will seek to work with “entrepreneurial” independent RIAs and broker/dealers with between $100 million and $800 million in AUM. FULL ARTICLE |
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| PEOPLE | | | | Rob Burgess | | A survivor of the Wall Street brokerage culture of the 1990s, the Ellevest co-founder said success in financial services today is found in diversity and collaboration. FULL ARTICLE |
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| WEBINAR | | | | Sponsored by EMG Advisors | | Join CEO Will McDonough on November 2, to unravel a $4 trillion investment opportunity in the Green Energy Transition. REGISTER NOW |
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