Wealth Management Daily Memo

JANUARY 17, 2022

REGULATION AND COMPLIANCE

Former Rochester Broker Sentenced to Over 17 Years for Ponzi Scheme

Patrick Donachie

Perry Santillo and co-conspirators defrauded approximately 1,000 investors out of more than $100 million, according to the Justice Department.

TECHNOLOGY

AdvisorEngine Retires Junxure Brand

Samuel Steinberger

AdvisorEngine is retiring the Junxure brand as it renames its overhauled CRM.

SPONSORED CONTENT

Don't Be Afraid to Combine Portfolios for Differentiated Success

Sponsored by Morningstar

Combining portfolios can be a wonderful way to enhance client outcomes, yet the "more is more" approach also introduces a few challenges.

MICHAEL KITCES' #FASUCCESS PODCAST

Deirdre Van Nest on Making Emotional Connections with Clients

Michael Kitces

The founder of Crazy Good Talks describes why it's important for advisors to make a deep emotional connection with clients.

EQUITIES

Tech Stocks Unravel While Banks Are Hot in 2022 Rotation

Thyagaraju Adinarayan

The ongoing rout in tech stocks -- a no-brainer pick for more than a decade -- looks to be more than a short-term pullback.

FASTCHAT VIDEO

Putting More Energy Behind Income Investing

Sponsored by Alerian

Learn how the energy infrastructure space has evolved in recent years—and why income investors should be reconsidering the space in a low yield environment.