WealthManagement.com Daily Memo
Wealth Management Daily Memo

JUNE 3, 2021

REGULATION AND COMPLIANCE

Former LPL Advisor Charged in $2.8M Fraud

Sutton, Mass.-based advisor James Couture was charged with wire fraud and aggravated identity theft and was accused of using client funds for his own personal and business expenses.

FULL ARTICLE

Advertisement

TECHNOLOGY

Ethic Crosses $1 Billion AUM Threshold

The asset management platform with a focus on ESG and personalization follows recent funding raise with asset growth.

FULL ARTICLE

SPONSORED CONTENT

Retirement Income Center

Timely insights to help advisors build better retirement income portfolios.

LEARN MORE

Advertisement

MICHAEL KITCES' #FASUCCESS PODCAST

Alexandra Armstrong on the Evolution Of Financial Planning

Alexandra Armstrong discusses her journey through the past 40 years in the financial services industry.

LISTEN

TECHNOLOGY

FinTech Is a Team Sport

You don’t need to be a fintech veteran to drive fintech innovation.  

FULL ARTICLE

SPONSORED CONTENT

Managing Irrevocable Trust Assets: Heed the “Guardrails”

Are you fully aware of risks and responsibilities involved with managing irrevocable trust assets?

DOWNLOAD NOW

ETFs

ETFS

The Most Heavily Traded ETFs in the Past Month

These 20 funds saw the most action over the past 30 days.

FULL ARTICLE

ETFS

Fed Plans to Wind Down a Pandemic Corporate Credit Facility

The Fed plans to start the process with ETFs -- with the selling of corporate bonds to begin later in the summer. The aim is to complete the exercise by the end of the year.

FULL ARTICLE

SPONSORED WEBINAR

Transforming for the New Normal: Why You Need to Make that Digital Transformation

Don’t miss the opportunity to attend this webinar on June 22nd, where we'll discuss the evolving role of wealth advisors/family office firms and how COVID and other external forces have accelerated these changes.

REGISTER NOW

READ MORE ABOUT ETFS