Morning Memo
Wealth Management Morning Memo

NOVEMBER 28, 2020

RETIREMENT PLANNING

Fourteen Financial Planning Tips to Act on Before Year-End

And a quick guide to the relevant deadlines.      

FULL ARTICLE

HIGH NET WORTH

Clever Strategies for Capital Gains

Clients can pocket profits without paying too much in taxes.  

FULL ARTICLE

SPONSORED CONTENT

An Award-Winning Solution for Meeting Compliance Requirements

How one company has employed leaps in technology to further ease the compliance burden and improve the efficiency of wealth managers.

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CLIENT RELATIONS

Holiday Greetings for Clients in Light of COVID-19

This holiday season is a time fraught with emotion, grief and loss.  

FULL ARTICLE

REGULATION AND COMPLIANCE

Will Biden Take Action on ESG Regulation?

Through the DOL and the SEC, the new administration has an opportunity to change the regulatory direction for sustainable investing, according to a recent Morningstar report.

FULL ARTICLE

SPONSORED CONTENT

The Future of Wealth Management is ESG Investing

Are you prepared for the explosive growth? Read this whitepaper to find out.

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TECHNOLOGY

Accounts Double at JPMorgan Robo Advisor You Invest

JPMorgan Chase's rollout of a nationwide in-branch advice network shows commitment to human advice for more complex clients, according to Dr. Kelli Keough, speaking at CB Insights' Future of Fintech conference.  

FULL ARTICLE

TECHNOLOGY

More Clients Begrudgingly Use Wealth Management Apps

Wealth management mobile apps lag those provided by credit cards and banks—and even insurance.

FULL ARTICLE

PEOPLE

New York Yankees Pitcher Aroldis Chapman Sues His Former Advisor

The six-time All-Star pitcher alleges Benito Zavala of Pro Management Resources stole $3 million from him.  

FULL ARTICLE

REAL ESTATE

Eight Takeaways from Ben Bernanke’s Conversation with Marcus & Millichap

The former Fed chairman discussed his outlook on the broader economy and what it might mean for commercial real estate demand.  

FULL ARTICLE

PROSPECTING

Pandemic Prospecting

Four fundamental aspects of the sales process can be adjusted for COVID-19.  

FULL ARTICLE

TECHNOLOGY

Oranj’s Closure Is a Wake-Up Call for Advisortech

Altruist founder Jason Wenk weighs in on the future of the advisor technology space.

FULL ARTICLE