Firms including Osaic, Cetera, Raymond James and Kestra are boosting their typical deals to capture Commonwealth advisors in the wake of the acquisition by LPL, sources said.
In a speech to state securities regulators, Acting SEC Chair Mark Uyeda said he worried the threshold may have become “unbalanced” since Dodd-Frank and asked commission staff to conduct a “periodic evaluation” of the cutoff.
The former TDAI and Altruist exec has been in stealth mode building Wing, a kind of "robo-planner" meant to help next-gen clients build personalized, goals-based plans, and advisors capture money in motion.
Michael Nathanson shares his vision for Focus Financial, offering an insider’s perspective on the firm’s evolution and differentiators and how that plays into the future of independence.
Amplify ETF CEO Christian Magoon shares some insights about the role ETFs, including black swan ETFs, can play in investment portfolios to help reduce investment risk during times of heightened market volatility.
Data from PitchBook shows private equity-backed acquisitions in the wealth space are on track to match 2024’s record, with M&A players seeing no cause for deal slowdown even if the current market tumult continues.
Did someone forward you this newsletter? Sign up here to receive it direct.
You are subscribed to this newsletter as newsletter@newslettercollector.com
To ensure uninterrupted delivery of this critical eNewsletter alert be sure to add WealthManagement.com and the reply address to your list of safe sender contacts.
