WealthManagment.com Daily Memo
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| REGULATION AND COMPLIANCE | | | | | | Patrick Donachie | | President and CEO Wayne Chopus sent letters to U.S. Senate and House leaders urging them to approve FY 2023 money for the SEC to make new hires in its Enforcement and Examination divisions. FULL ARTICLE |
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| RIA NEWS | | | | Ali Hibbs | | Acquisition will add more than 400 advisors to the Mariner network and broaden platform offerings. FULL ARTICLE |
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| RESOURCE CENTER | | | | Sponsored by Commonwealth Financial Network | | Use this nine-step checklist for a smooth client transition and for best practices to follow before, during, and after your official join day. READ MORE |
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| RIA EDGE PODCAST | | | | Mark Bruno | Bergen KDV's Matt Cosgrill discusses the growth strategies used by the company to expand its wealth management business.
Sponsored by Schwab Advisor Services
LISTEN NOW |
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| EQUITIES | | | | Annie Massa | | The equity trading platform follows cryptocurrency trading, which it started offering in February. FULL ARTICLE |
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| SPONSORED PODCAST | | | | Sponsored by Protective Life | | Recent proposed legislation has included some key tax law changes that could affect retirement and estate planning. What can advisors do to get ahead of these potential, but often unpredictable changes to the tax law? LISTEN NOW |
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| SPONSORED WEBINAR | | | | Sponsored by Box | | Join us on July 27th to learn about trends in the industry, security & compliance considerations, and how content is central to the future of wealth management REGISTER NOW |
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