WealthManagment.com Daily Memo
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| INVESTING | | | | | | Diana Britton | | Personalization will come through the lenses of performance, risk and sustainability, argues Morningstar CEO Kunal Kapoor. FULL ARTICLE |
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| RIA NEWS | | | | Ali Hibbs | | Cameron Dawson, former Fieldpoint Private Securities strategist and frequent market commentator, is RIA NewEdge Wealth’s first CIO. FULL ARTICLE |
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| SPONSORED CONTENT | | | | Sponsored by Orion Advisor Tech | | Harnessing the power of human emotion with both compassion and robust technology to keep investors focused on what’s best for them isn’t just a trend; it’s the future of what it means to be a fiduciary. LEARN MORE |
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| REGULATION AND COMPLIANCE | | | | Patrick Donachie | | The high percentage of blank responses in a section of Form ADV related to the SEC's new marketing rule could indicate that RIAs are still grappling with how to comply with the regulation, according to a new analysis from IndyFin. FULL ARTICLE |
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| REGULATION AND COMPLIANCE | | | | Bob Van Voris and Stephan Kah | | Alliance Global Investors will forfeit $463 million and pay $3.2 billion in restitution to victims of the fraud as well as a $2.3 billion penalty. FULL ARTICLE |
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| SPONSORED WEBINAR | | | | Sponsored by AdvicePay | | Attend this webinar on Wed. May 18th to learn how financial planners are charging for financial plans, scaling review and oversight of the entire engagement process and financial planning deliverables, and more. REGISTER NOW |
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