JOIN US FOR THE IMPACT INVESTING ADVISOR FORUM THURSDAY, NOVEMBER 14 | FORD FOUNDATION CENTER FOR SOCIAL JUSTICE Sponsored by the Money Management Institute and Sorenson Impact Center Ready to make an impact with your advisory practice? Wealth Management.com readers receive a 25% discount on registration. Use code MMI25
The hybrid offering combines a digital approach with human assistance when needed and leverages tech and expertise from the firm's 2018 RobustWealth acquisition.
According to Secretary of the Commonwealth William Galvin, the broker made an excessive number of trades in order to boost commission fees while blaming account rebalancing and market performance.