JUNE 24, 2020

TECHNOLOGY

Report: Advisors Beware of Reg BI's Duty of Care Provision

Davis Janowski

A new report by Celent warns that broker/dealers and RIAs could face challenges meeting Reg BI's Duty of Care provision, among other concerns.

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RETIREMENT PLANNING

DOL Puts Guardrails Around Use of ESG in Private Retirement Plans

Asia Martin

The Department of Labor has proposed a new rule that would require more analysis and documentation around ESG investments in private retirement plans.

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RETIREMENT PLANNING

IRS Extends Rollover Deadline for Waived RMDs

Michelle L. Ward

Notice 2020-51 also gives guidance on required beginning dates and required minimum distributions.

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