Wealth Management Daily Memo

MARCH 19, 2021

REGULATION AND COMPLIANCE

SEC, DOJ Charge SpaceX Engineer for Selling "Insider Tips" on Dark Web

Patrick Donachie

The case against James Roland Jones is the SEC's first enforcement action involving alleged securities violations on the dark web.

ETFS

Fund News Advisors Can Use: AI-Powered ETF Sponsor Cautions Against an Overreliance on Sentiment

Diana Britton

This week in fund news: Quant manager warns of the "disconnect" in sentiment investing, Wall Street warms to crypto, and Morningstar says ARK’s punching well above its weight.

SPONSORED CONTENT

Three ESG Themes to Watch in 2021

Sponsored by Parametric

These are the continuing trends that 2020 actually strengthened.

EQUITIES

How Smart Are You About Company Name Origins?

John Kador

What's in a name?

ALTERNATIVE INVESTMENTS

Bitcoin Is Here to Stay; Have a Plan

Jordi Visser

Inflation fears and demographic changes are positioning digital currency allocations as key hedges going forward.

SPONSORED CONTENT

Will Outsourcing Model Management Hurt Your Value?

Sponsored by Orion Portfolio Solutions

Learn about the two most-cited reasons why advisors don’t outsource their model management, and the most advantageous reasons to consider it.

PROSPECTING

Lessons For Advisors From Playing Videos Games With My Son

Kevin Nichols

Old skills never die, while new ones take time to learn.

EQUITIES

NFT Frenzy Buoys Stocks, Lifting Auction Houses and Game Makers

Suzannah Cavanaugh

Entertainment stocks such as video game company Liquid Media Group Inc., and virtual reality-focused Integrated Media Technology Ltd. have rallied off potential to tap the NFT space.

SPONSORED WEBINAR

The Secret Ingredients of a Successful COI Strategy

Sponsored by Advisor Group

Join Advisor Group’s Executive Vice President of Business Coaching & Consulting Kirk Hulett and Founder/President of Affiliated Advisors Rita Robbins on March 25th as they share the three proven steps to developing prosperous centers of influence and professional partnerships in your community.