JUNE 30, 2020

Patrick Donachie

Despite a legal challenge and other controversies, implementation for the SEC’s long-awaited Regulation Best Interest is here, and the agency is set to begin examinations and enforcement.

FULL ARTICLE

ETFs

Mid-Year Appraisal of Alternative ETFs

Brad Zigler

Most are outperforming the broad market.

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Practice Management

Four Key Advisor Questions About Transitioning

Tara Coakley

Take a deep breath and strategically work through the comprehensive project plan.

FULL ARTICLE

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