Morning Memo
Wealth Management Morning Memo

MAY 6, 2021

CAREERS

The Top 15 Online Certificate Programs for the CFP Exam

Here are the top 15 programs in financial planning delivered by colleges and universities for those enrolling students in an online, instructor-led educational format.

RELATED:  The 15 Top-Ranked Instructor-Led Online Certificate Programs for the CFP Exam

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TECHNOLOGY

Merrill Lynch Rolls Out Fully Digital Onboarding

The onboarding and maintenance process simplifies and integrates account types across wealth divisions.

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SPONSORED CONTENT

Succession and Ownership Transitions

Q&A: Regions Bank executives discuss succession and ownership.

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INDUSTRY

Boston Private Shareholders Approve Sale to Silicon Valley Bank

Despite the public protests of a large investor, shareholders overwhelmingly approved the sale, slated to close this summer.

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REGULATION AND COMPLIANCE

Family Offices, Payments to Brokers Are in Democrats’ Crosshairs

Ahead of a Thursday hearing that will feature U.S. Securities and Exchange Commission Chairman Gary Gensler, the House Financial Services Committee posted six draft bills on its website, ranging from banning payments for orderflow to tightening oversight of family offices.

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SPONSORED WEBINAR

AI and the Future of Financial Management

The role of finance leaders and advisors, within financial services, is changing for the better. Join this webinar on May 18th and hear from Aaron Harris, CTO at Sage, as he shares his vision of the future of financial management and how AI can empower your finance team and build continuous trust.

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