Wealth Management Daily Memo

JULY 22, 2020

REGULATION AND COMPLIANCE

UBS Settles with SEC for $10 Million Over Municipal Bond 'Flipping'

Asia Martin

UBS to pay more than $10 million to settle charges that it prioritized municipal bond sales to flippers and to build its own inventory.

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RETIREMENT PLANNING

401(k) Plans No Longer Make Much Sense for Savers

Aaron Klein

The inherent extra return participants enjoyed for many years has almost disappeared because of changes in tax laws and high fees.

SPONSORED CONTENT

Discover the Difference Responsible Investing Makes

Sponsored by Calvert Research and Management

Impact should be material and measurable.

MICHAEL KITCES' #FASUCCESS PODCAST

Reese Harper Talks Elements

Michael Kitces

Reese Harper of Dentist Advisors explains his Elements financial planning process, which boils down a client’s situation into 12 key metrics.

SPONSORED CONTENT

Gold Mid-Year Outlook 2020

Sponsored by World Gold Council

Recovery paths and impact on performance.