WealthManagment.com Daily Memo
Wealth Management Daily Memo

OCTOBER 12, 2020

REGULATION AND COMPLIANCE

XYPN Pivots from Supreme Court to States in Fiduciary Fight

Co-founder Michael Kitces said the XY Planning Network was hiring Duane Thompson to help advocate for fiduciary standards on the state level after an appellate court ruled against its suit concerning Regulation Best Interest.

FULL ARTICLE

PEOPLE

Former Broker Sues Cetera OSJ AdvisorNet Financial

Susan L. Welo claims AdvisorNet cost her her livelihood.

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SPONSORED WEBINAR

A Divergent Nation: Navigating Political & Economic Uncertainty

*Exclusive to Financial Advisors* With the most recent presidential debate cancelled, Frank Luntz will walk us through the political landscape and explain what this could mean for both candidates.

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CAREERS

COVID-19-Inspired Introspection Prompts Financial Advisors to Move

Once the coronavirus hit and we all started working from home, Bruce Lee's phone started ringing with questions from captive advisors about independence.

FULL ARTICLE

SPONSORED CONTENT

Podcast: Taking the Leap to the RIA Model

Learn how this team pushed through discomfort to pursue the potential growth of becoming an RIA.

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Wealthies Circle Spotlight

Wealth Management is the Future of Advice

How investors value advice is changing. LPL execs share the benefits of a holistic wealth management approach.

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VISIT THE WEALTHIES CIRCLE